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Patricia Cronin

PAPAMARKOU WELLNER & CO.
New York, NY 10022
Some features on this profile are disabled
CRD#: 2799930
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Professional summary


Patricia Cronin, who also goes by Patricia Janik, is a registered financial professional currently at PAPAMARKOU WELLNER & CO., INC. located in New York, New York.

Patricia is registered as a RR (Registered Representative) and started their career in finance in 1996. Patricia has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Patricia Janik

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Patricia Cronin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 4, 2012 - Present

PAPAMARKOU WELLNER & CO., INC.

Office #1: 430 Park Avenue 17th Floor, New York, NY, 10022
BD
CRD#: 10963
New York, NY
Past

September 21, 2005 - March 4, 2010

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
STATEN ISLAND, NY
Past

September 17, 2003 - September 26, 2005

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
BOCA RATON, FL
Past

April 8, 2003 - September 18, 2003

INDIANAPOLIS SECURITIES, INC.

BD
CRD#: 10399
VALLEY STREAM, NY
Past

July 18, 2001 - April 3, 2003

CAPITAL GROWTH FINANCIAL, LLC

BD
CRD#: 41040
BOCA RATON, FL
Past

May 14, 2001 - July 20, 2001

DALTON KENT SECURITIES GROUP, INC.

BD
CRD#: 38813
NEW YORK, NY
Past

February 18, 1998 - March 26, 2001

TRADE.COM ONLINE SECURITIES, INC.

BD
CRD#: 36189
NEW YORK, NY
Past

October 8, 1996 - February 18, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/19/2012)
RR
California
(4/5/2012)
RR
Connecticut
(4/5/2012)
RR
Delaware
(4/9/2012)
RR
District of Columbia
(4/13/2012)
RR
Florida
(4/5/2012)
RR
Illinois
(4/4/2012)
RR
Louisiana
(4/11/2012)
RR
Massachusetts
(4/9/2012)
RR
New York
(4/4/2012)
RR
Pennsylvania
(4/5/2012)
RR
South Carolina
(4/5/2012)
RR
Texas
(4/11/2012)
RR
Washington
(4/5/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 3/29/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PW
PAPAMARKOU WELLNER & CO., INC.
A. P. PAPAMARKOU & COMPANY, INC. | PAPAMARKOU, PETRA & CO., INC. | PAPAMARKOU WELLNER & CO., INC. | PAPAMARKOU & COMPANY, INC.

CRD#: 10963 / SEC#: , 8-29033

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
430 Park Avenue 17th Floor, New York, NY, 10022
Mailing Address
430 Park Avenue 17th Floor, New York, NY, 10022
Phone number
(212) 223-2020
Established
New York since 01/14/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WELLNER, KARL GERTSOLE DIRECTOR, MAJORITY SHAREHOLDER4640763
PERKIN, THORNE LEWISSHAREHOLDER4016951
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
LYONS, BRYON HAROLDCCO2798054
RUTITSKIY, DMITRIY NMNFINOP/PFO/CFO6117665
ZERILLO, JOANNE NMNCEO; MUNICIPAL SECURITIES PRINCIPAL; ROSFP; PRESIDENT2284618

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAPAMARKOU WELLNER & CO., INC.

CRD#: 10963New York, NY 10022

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