Ian W. Macleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ian Wade Macleod, who also goes by Ian Maccleod, was a registered financial professional .
Ian is a previously registered financial professional and started their career in finance in 1996. Ian had worked at 4 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2009 - July 3, 2013
QATALYST PARTNERS LP
February 1, 2006 - June 19, 2009
GOLDMAN SACHS & CO. LLC
September 1, 1997 - April 14, 1998
DB ALEX. BROWN LLC
November 6, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/5/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
QATALYST PARTNERS LP
CRD#: 147251 / SEC#: , 8-67887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QATALYST GROUP LP | LIMITED PARTNER | |
| BOUTROS, GEORGE FOUAD | CHIEF EXECUTIVE OFFICER | 1567861 |
| DILULLO, JASON A | PRESIDENT | 2378805 |
| PALMER, SALLY GRACE | CHIEF COMPLIANCE OFFICER | 1524061 |
| QATALYST MANAGEMENT LLC | GENERAL PARTNER | |
| QUATTRONE, FRANK PETER | EXECUTIVE CHAIRMAN | 1312126 |
| TAN, MICHAEL JEN-KAI | FINOP/CHIEF FINANCIAL OFFICER | 6014199 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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