Paul D. Gioupis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Demetrios Gioupis was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2016 - July 28, 2017
CAPE SECURITIES INC.
May 21, 2014 - October 12, 2015
WYNSTON HILL CAPITAL, LLC
February 28, 2014 - April 1, 2014
WYNSTON HILL CAPITAL, LLC
September 24, 2013 - May 21, 2014
CHELSEA FINANCIAL SERVICES
February 4, 2009 - October 10, 2013
WYNSTON HILL CAPITAL, LLC
September 25, 2008 - February 3, 2009
PRESTIGE FINANCIAL CENTER, INC.
June 28, 2006 - July 21, 2008
MCBARRON CAPITAL LLC
January 22, 2002 - March 6, 2002
MARATHON CAPITAL MARKETS, LLC
January 12, 1998 - October 15, 2001
HORNBLOWER & WEEKS, INC.
October 21, 1996 - January 5, 1998
GLOBAL FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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