Frank O. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Olson Cox JR, who also goes by Frank Olson Cox, Frank Cox, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1996. Frank had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2019 - December 31, 2019
FRANK O. COX JR.
June 20, 2012 - December 31, 2017
FRANK O. COX JR.
November 11, 2011 - January 10, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
May 5, 2010 - January 10, 2012
ALLSTATE FINANCIAL SERVICES, LLC
January 7, 2003 - May 13, 2010
QUEST CAPITAL STRATEGIES, INC.
June 4, 2002 - May 13, 2010
QUEST CAPITAL STRATEGIES, INC.
January 31, 2002 - June 26, 2002
PARK AVENUE SECURITIES LLC
May 3, 1999 - January 30, 2002
PARK AVENUE SECURITIES LLC
November 14, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANK O. COX JR.
CRD#: 160968 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
