Michael J. Kane
Professional summary
Michael John Kane, who also goes by Michael J Kane, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in New York City, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Kane's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2023 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 200 Park Avenue 4th Floor, New York City, NY 10166December 28, 2015 - May 22, 2023
J.P. MORGAN SECURITIES LLC
June 10, 2014 - November 19, 2015
DEUTSCHE BANK SECURITIES INC.
January 30, 2009 - May 21, 2014
BROWN BROTHERS HARRIMAN & CO.
April 5, 2005 - June 5, 2008
TD SECURITIES (USA) LLC
April 16, 2004 - April 6, 2005
LABRANCHE FINANCIAL SERVICES, LLC
October 8, 2003 - April 1, 2005
BAY CREST PARTNERS, LLC
September 18, 1996 - June 6, 2003
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 25
Date: 2/10/2004
NYSE Trading Assistant ExaminationSeries 55
Date: 9/14/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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