Steven A. Maczka
Professional summary
Steven Allan Maczka was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Steven had worked at 3 firms, which includes INVESTOR'S ADVOCATE LLC, AMERIPRISE ADVISOR SERVICES INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2000 - October 8, 2001
INVESTOR'S ADVOCATE, LLC
January 18, 2000 - February 4, 2000
AMERIPRISE ADVISOR SERVICES, INC.
January 30, 1998 - March 5, 1999
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTOR'S ADVOCATE, LLC
CRD#: 45801 / SEC#: , 8-51190
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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