CY
Carmel L. York
CLYM LLC
Marina, CA
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CRD#: 2799287
CY
Professional summary
Carmel Lei York is a registered financial advisor currently at CLYM LLC located in Marina, California.
Carmel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carmel has worked at 1 firm and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Optifunder LLC is not investment-related. The address is 1807 Park 270 Drive, Suite 420, Maryland Heights, MO 63146. OptiFunder is a subscription software that automates mortgage company operations. I am the VP of Sales. I started in January 2021. I dedicate 35 hours per week, with 50% of the time during trading hours. I perform normal sales functions.
CRS (Client Relationship Summary) - RIA
Click below to view Carmel Lei York's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2022 - Present
CLYM LLC
RIA
CRD#: 318567
Marina, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/15/2022)
IAR
Texas(10/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CL
CLYM LLC
CLYM LLC | CLYM WEALTH
CRD#: 318567 / SEC#:
California
Registered Investment Advisory firm - (3/15/2022 Approved)Texas
Registered Investment Advisory firm - (8/18/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Marina, CA
Mailing Address
266 Reservation Road F306, Marina, CA 93933-3181
Phone number
(831) 309-9600
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,950,744 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
