William E. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Earle Fox, CFP®, who also goes by Bill Fox, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1997. William had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2007 - November 4, 2013
VALLEY FORGE ASSET MANAGEMENT, LLC
October 30, 2007 - November 4, 2013
VALLEY FORGE ASSET MANAGEMENT, LLC
January 17, 2007 - July 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 19, 2006 - July 31, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 7, 2000 - June 27, 2003
M&T SECURITIES, INC.
March 6, 1997 - October 7, 2000
KEYSTONE BROKERAGE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE ASSET MANAGEMENT, LLC
CRD#: 7438 / SEC#: 801-25300, 8-17864
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | |
| BORN, DONALD LOUIS | SENIOR VICE PRESIDENT & MANAGER | 26281 |
| CORACE, FRANK CHARLES | SENIOR VICE PRESIDENT & MANAGER | 53962 |
| CRAM, BRYAN SCOTT | MANAGER | 2723431 |
| FOLLMAN, SR, JOHN PHILIP SR | MANAGER | 4595746 |
| FRANCIS, BERNARD ALLEN JR | CEO, PRESIDENT, CHAIRMAN OF THE BOARD | 710809 |
| GIBBEL, HENRY HERSHBERGER | MANAGER | 4595685 |
| GIBSON, JAMES EDWARD | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER & MANAGER | 2682807 |
| HOSTETTER, DREW KEVIN | MANAGER | 6311313 |
| MALLOY, KELLY CARTER | SENIOR VICE PRESIDENT, SECRETARY | 1204816 |
| MCCALLUM, JEFFREY SCOTT | SENIOR VICE PRESIDENT | 725576 |
| MERINAR, DENISE KATHLEEN | HEAD OF VFAM, MANAGER | 4126939 |
| ROSE, M. ZEV | MANAGER | 4595660 |
| SWALLOW, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT & TREASURER | 3241109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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