Charles M. Kennedy
Professional summary
Charles Mark Kennedy is a registered financial advisor currently at THE PACIFIC FINANCIAL GROUP, INC. located in Nashville, Tennessee.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Mark Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2016 - Present
THE PACIFIC FINANCIAL GROUP, INC.
Office #1: 1920 Adelicia Street Suite 500, Nashville, TN 37212March 17, 2011 - March 23, 2016
CURIAN CAPITAL, LLC
February 11, 2011 - March 22, 2016
CURIAN CLEARING, LLC
February 14, 2007 - October 7, 2009
EDWARD JONES
January 3, 2005 - October 7, 2009
EDWARD JONES
March 3, 2003 - October 29, 2004
POWELLJOHNSON
July 31, 2000 - March 10, 2003
FHN FINANCIAL SECURITIES CORP.
October 2, 1996 - July 6, 2000
J.C. BRADFORD & CO.
Primary Firm SEC Registration
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2016)
(5/23/2018)
Exams
Series 55
Date: 11/13/1998
Limited Representative-Equity Trader ExamCurrent Firm
THE PACIFIC FINANCIAL GROUP, INC.
CRD#: 105203 / SEC#: 801-18151
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,959 |
| AUM (Assets Under Management) | $ 4,111,414,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
