Eric J. Petroff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric James Petroff was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2015 - December 13, 2016
PETROFF INSTITUTIONAL
January 1, 2001 - March 29, 2010
HAMMOND ASSOCIATES, D/B/A MERCER INVESTMENT CONSULTING
January 25, 2000 - December 12, 2000
MERIT CAPITAL ASSOCIATES, INC.
July 1, 1998 - January 8, 2000
WALNUT STREET SECURITIES, INC.
August 13, 1997 - November 7, 1997
NATIONSSECURITIES
February 7, 1997 - August 13, 1997
BOATMEN'S INVESTMENT SERVICES, INC.
September 18, 1996 - February 4, 1997
IDS LIFE INSURANCE COMPANY
September 18, 1996 - February 4, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/19/1998
Limited Representative-Equity Trader ExamCurrent Firm
PETROFF INSTITUTIONAL
CRD#: 162689 / SEC#: 801-76636
Contact information
Red Flags
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