Choushan Fu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Choushan Fu, who also goes by Jeffrey Fu, was a registered financial professional .
Choushan is a previously registered financial professional and started their career in finance in 1996. Choushan had worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2004 - July 1, 2026
ACE DIVERSIFIED CAPITAL, INC.
July 16, 2001 - January 20, 2004
NEW YORK GLOBAL SECURITIES, INC.
October 6, 1998 - August 8, 2001
U. S. PACIFIC FINANCIAL SERVICES, INC.
November 7, 1996 - November 5, 1998
CAPITAL WORLD SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/29/2002
Limited Representative-Equity Trader ExamCurrent Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
