Burak Uzun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burak Uzun, who also goes by Reis Miller, Reis Uzun, Burak Reis Uzun, was a registered financial professional .
Burak is a previously registered financial professional and started their career in finance in 1997. Burak had worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2025 - January 26, 2026
ARETE WEALTH MANAGEMENT, LLC
November 24, 2020 - March 18, 2024
A.G.P. / ALLIANCE GLOBAL PARTNERS
May 31, 2002 - September 26, 2002
METROPOLITAN LIFE INSURANCE COMPANY
May 31, 2002 - September 26, 2002
MSI FINANCIAL SERVICES, INC.
March 12, 2002 - April 30, 2002
SALOMON GREY FINANCIAL CORPORATION
January 17, 2002 - March 27, 2002
DELTA ASSET MANAGEMENT COMPANY, LLC
September 6, 2001 - January 25, 2002
NATIONAL SECURITIES CORPORATION
September 24, 1998 - September 7, 2001
NATIONAL CLEARING CORP.
March 12, 1998 - September 29, 1998
R.K. GRACE & COMPANY
June 13, 1997 - February 4, 1998
TASIN & COMPANY, INC.
January 10, 1997 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
January 10, 1997 - August 13, 1997
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/24/2020
General Securities Representative ExaminationCurrent Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
