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Nancy Farias

INTELLUS ADVISORS
NAPLES, FL
·CRD# 2798482·30 years experience

Professional Summary

Nancy Farias, who also goes by Nancy F Capozziello, Nancy P Farias, Nancy Pimental Farias, Nancy Pimentel, is a registered financial advisor currently at INTELLUS ADVISORS, LLC located in Naples, Florida. Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Nancy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nancy F Capozziello, Nancy P Farias, Nancy Pimental Farias, Nancy Pimentel

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

INTELLUS ADVISORS, LLC·CRD# 332883
RIA
8625 Tamiami Trail N. Suite 301, Naples, FL 34108
August 19, 2025 - Present
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Naples, FL
January 3, 2018 - October 7, 2024
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Naples, FL
February 13, 2013 - October 7, 2024
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Naples, FL
February 19, 2003 - February 13, 2013
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
November 20, 2002 - December 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
January 2, 2002 - November 20, 2002
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
October 30, 2001 - January 2, 2002
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 11, 2000 - September 5, 2000
ADVEST, INC.·CRD# 10
BD
Hartford, CT
October 16, 1996 - March 31, 2000

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Current Firm

IA
INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142
RIA
Registered Investment Advisory firm - SEC (9/18/2024 Approved)

Contact Information

Main Address

8625 Tamiami Trail N. Suite 301, Naples, FL 34108

Phone Number

(239) 649-3600

# of Employees

15

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTELLUS ADVISORS WRAP BROCHURE 3 2026 (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,462

AUM (Assets Under Management)

$1,350,450,329

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Farias Address: 8889 Pelican Bay Blvd Ste 102, Naples, FL, 34108-7503, United States Activity Type: Control Person Position/Title: Health care POA (Named Only), Personal representative (Named Only), Trustee (Acting), Power of Attorney (Acting) Investment Related: Yes Start Date: 11/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Trustee/Personal Rep

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INTELLUS ADVISORS, LLC

INTELLUS ADVISORS WEALTH MANAGEMENT | INTELLUS ADVISORS, LLC

CRD#: 332883 / SEC#: 801-131142
RIA
Registered Investment Advisory firm - SEC (9/18/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1996About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nancy Farias's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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