PA
Pierre L. Adams
ADG WEALTH MANAGEMENT GROUP
METAIRIE, LA 70005
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CRD#: 2798030
PA
Professional summary
Pierre Lemoine Adams is a registered financial advisor currently at ADG WEALTH MANAGEMENT GROUP, LLC located in Metairie, Louisiana and WEALTHHARBOR CAPITAL GROUP, LLC located in Metairie, Louisiana.
Pierre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Pierre has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ADG WEALTH, RIA; INVESTMENT RELATED; 433 METAIRIE RD SUITE 500 METAIRIE LA 70005; INVESTMENT ADVISORY SERVICES; SUB ADVISOR; MAY 2010; 10 HRS/MONTH; FEES FROM ASSET MANAGEMENT; CLIENT SERVICES, INVESTMENT INPUT AND CLIENT REVIEWS/MEETINGS. 2) BRIERFIELD Hurricane, LLC; 209 N. COMMERCE ST. NATCHEZ, MS 39120; NOT INVESTMENT RELATED; Recreational property; manager, member; 1/1/2006; 5 hours per month; 0 hours per day; This is a family property / LLC. My role is the direct supervisor of our foreman and oversight of finances and general operations; 3)ADG Wealth Management Group RIA;investment related;433 Metairie Road,Ste 500,Metairie,LA 70037;investment advisory services;member;1/1/2012;2 hrs/month;<1 hr during trading;25% member/owner 4)ADG Wealth Management Group,LLC;433 Metairie Road,Ste 500,Metairie,LA 70037;office expense sharing partnership;member;2/1/2012;1 hr/month;<1 hr during trading;25% member/owner,financial and administrative management related to general office operations 5)ECDB, LLC; not investment related; 10 Crystal Lake Ln, Mandeville, LA 70471; Holding co. for recreational property; Manager; 0 hrs/mth; 0 hrs during trading; strictly an LLC to hold property for liability mitigation 6)Wealthharbor Capital Group;investment related;433 Metairie Rd,Ste 500,Metairie,LA 70005;registered investment advisor;investment advisor representative,partner;3/1/2019;<1 hrs/month;<1 hr during trading;meeting with clients,investment management,etc. 7)Beachappy,LLC;not investment related;10 Crystal Lake Ln,Mandville,LA 70471;holding company for rental property;managing member;5/8/2019;2 hrs/month;0 hrs during trading;monitor bookings and respond to management company when necessary 8)Tchoupitoulas Holdings, LLC;Investment related: yes; 5500 Prytania St., No. 332, New Orleans, LA; Nature or Structure of Business: The sole purpose of the entity is to hold a piece of investment property. We are purchasing a property and will renovate, convert into condos and sell them off; Position: member; Start date: 11/06/2023; hours per month: 5; securities trading hours 0; Duties: I am an investor in the property that is being rehabilitated. My partner is a general contractor and will be performing the day to day project management.
CRS (Client Relationship Summary) - RIA
Click below to view Pierre Lemoine Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2010 - Present
ADG WEALTH MANAGEMENT GROUP, LLC
Office #1: 433 Metairie Road, Suite 500, Metairie, LA 70005RIA
CRD#: 132341
METAIRIE, LA
Current
June 25, 2019 - Present
WEALTHHARBOR CAPITAL GROUP, LLC
Office #1: 433 Metairie Rd Suite 500, Metairie, LA 70005RIA
CRD#: 118614
METAIRIE, LA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 433 Metairie Road Suite 500, Metairie, LA 70005RIA
BD
CRD#: 23131
METAIRIE, LA
Past
May 18, 2010 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
METAIRIE, LA
Past
March 30, 2000 - May 21, 2010
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
METAIRIE, LA
Past
March 31, 1999 - March 31, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
October 15, 1996 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADG WEALTH MANAGEMENT GROUP, LLC
ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G> GUIDRY A.D.B.A. ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G. GUIDRY A.D.B.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY A.D.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY | GUIDRY, PAUL G. | ADG WEALTH MANAGEMENT, LLC
CRD#: 132341 / SEC#: 801-81006
RIA
Registered Investment Advisory firm - (2/25/2015 Approved)Louisiana
Registered Investment Advisory firm - (3/2/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
IAR
Louisiana(10/26/2010)
RR
Louisiana(8/23/2024)
RR
Maryland(8/23/2024)
RR
Mississippi(8/23/2024)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
IAR
Texas(2/25/2015)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ADG WEALTH MANAGEMENT GROUP, LLC
ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G> GUIDRY A.D.B.A. ADG WEALTH MANAGEMENT GROUP, LLC | PAUL G. GUIDRY A.D.B.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY A.D.A. OLSEN & GUIDRY, LLC | PAUL G. GUIDRY | GUIDRY, PAUL G. | ADG WEALTH MANAGEMENT, LLC
CRD#: 132341 / SEC#: 801-81006
RIA
Registered Investment Advisory firm - (2/25/2015 Approved)Louisiana
Registered Investment Advisory firm - (3/2/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
433 Metairie Road, Suite 500, Metairie, LA 70005
Mailing Address
Phone number
(504) 267-9880
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,235 |
| AUM (Assets Under Management) | $ 309,647,951 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADG WEALTH MANAGEMENT GROUP, LLC
CRD#: 132341Metairie, LA 70005TRUST BUT VERIFY
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