Jeffery S. Englin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Scott Englin, AIF® was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1996. Jeffery had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - May 9, 2016
INVESTORS CAPITAL CORP.
September 22, 2014 - January 31, 2025
INTELLICENTS INVESTMENT SOLUTIONS INC
September 30, 2013 - December 31, 2015
LPL FINANCIAL LLC
August 23, 2004 - October 2, 2013
KESTRA INVESTMENT SERVICES, LLC
July 1, 2002 - May 8, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
November 23, 1999 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
March 8, 1999 - October 27, 1999
CUSO FINANCIAL SERVICES, L.P.
April 15, 1998 - March 15, 1999
CETERA WEALTH SERVICES, LLC
October 22, 1996 - March 17, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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