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Peter Montalbano

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CRD#: 2797912
PM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Montalbano, CFP®, who also goes by Peter Motantalbano, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Motantalbano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2000

Experience

Past

July 11, 2018 - April 8, 2026

COMPASS CAPITAL CORPORATION

RIA
CRD#: 112323
COLORADO SPRINGS, CO
Past

July 2, 2018 - April 29, 2026

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BRAINTREE, MA
Past

June 11, 2018 - June 12, 2018

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BRAINTREE, MA
Past

June 2, 2017 - June 29, 2018

KOVACK SECURITIES INC.

BD
CRD#: 44848
Naples, FL
Past

July 31, 2012 - August 15, 2018

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
NAPLES, FL
Past

July 3, 2012 - June 8, 2017

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
NAPLES, FL
Past

February 27, 2012 - May 9, 2012

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

July 21, 2010 - July 6, 2011

REHMANN WEALTH

RIA
CRD#: 123047
BOCA RATON, FL
Past

April 5, 2010 - July 7, 2011

OSAIC WEALTH, INC.

BD
CRD#: 23131
BOCA RATON, FL
Past

March 24, 2009 - April 13, 2010

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
BOCA RATON, FL
Past

March 24, 2009 - April 13, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOCA RATON, FL
Past

August 24, 2006 - March 16, 2009

STANFORD GROUP COMPANY

RIA
CRD#: 39285
BOCA RATON, FL
Past

August 18, 2006 - March 16, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
BOCA RATON, FL
Past

May 14, 2001 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 1, 2000 - March 29, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 2, 1996 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMPASS CAPITAL CORPORATION
CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA
Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/3/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/1/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
COMPASS CAPITAL CORPORATION
CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA
Registered Investment Advisory firm - (7/31/1984 Approved)
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Contact information

Main Address
50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734
Mailing Address
Phone number
(781) 535-6083
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts1,371
AUM (Assets Under Management)$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS CAPITAL CORPORATION

CRD#: 112323

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