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MP

Marcia J. Pauling

Some features on this profile are disabled
CRD#: 2797810
MP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marcia Jean Pauling, who also goes by Marcia Bachman, was a registered financial professional .

Marcia is a previously registered financial professional and started their career in finance in 1999. Marcia had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Marcia Bachman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HUDOCK CAPITAL GROUP, LLC; WILLIAMSPORT, PA; START DATE: 4/1/2015; TITLE: OPERATIONS MANAGER; Duties: Client service and operations supervision; 95% TIME SPENT. First Baptist of Elimsport, Investment related:No, 16818 South Route 44, Allenwood, PA, 17810, This is a church, Treasurer, 10/01/2019, Approximately an hour a week or 5 hours per month., Counting and depositing offerings, paying bills & payroll, tracking expenditures Mary Kay Cosmetics, Investment related:No, 17151 S State Route 44, Allenwood, PA, 17810, , Independent Beauty Consultant, 03/05/2022, 4 hours per week, Sales

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 6, 2011 - December 31, 2023

HUDOCK CAPITAL GROUP

RIA
CRD#: 149255
WILLIAMSPORT, PA
Past

March 29, 2011 - December 31, 2023

APW CAPITAL, INC.

BD
CRD#: 43814
WILLIAMSPORT, PA
Past

September 22, 2009 - March 21, 2011

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
WILLIAMSPORT, PA
Past

September 18, 2000 - May 10, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

May 10, 2000 - September 26, 2000

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

March 28, 2000 - May 10, 2000

GUARANTY BROKERAGE SERVICES, INC.

BD
CRD#: 23302
ST. CLOUD, MN
Past

March 24, 1999 - March 31, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HUDOCK CAPITAL GROUP
HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA
Registered Investment Advisory firm - (11/19/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/5/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/18/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2009
General Securities Representative Examination

Current Firm

HC
HUDOCK CAPITAL GROUP
HUDOCK CAPITAL GROUP | HUDOCK, INC. | HUDOCK MOYER WEALTH RESOURCES, LLC | HUDOCK MOYER WEALTH MANAGEMENT, LLC | HUDOCK CAPITAL GROUP, LLC

CRD#: 149255 / SEC#: 801-70772

RIA
Registered Investment Advisory firm - (11/19/2009 Approved)
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Contact information

Main Address
400 Market Street Suite 200, Williamsport, PA 17701
Mailing Address
Phone number
(570) 326-9500
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HUDOCK CAPITAL GROUP - WRAP FEE BROCHURE (11/6/2025)
HUDOCK CAPITAL GROUP - ADV BROCHURE (11/6/2025)

Regulatory assets under management

Total Number of Accounts2,487
AUM (Assets Under Management)$ 849,132,928

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/15/2025
Cover Page
Report
12/23/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUDOCK CAPITAL GROUP

CRD#: 149255

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