Margaret R. Mcdowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Rose Mcdowell, who also goes by Margaret R Maher, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1996. Margaret had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2010 - March 23, 2022
ARBOR WEALTH
July 29, 2004 - August 17, 2010
MONEY PROFESSIONALS, LLC
April 22, 2002 - September 5, 2002
VERITRUST FINANCIAL, LLC
October 26, 2000 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
February 8, 1999 - October 26, 2000
VALIC FINANCIAL ADVISORS, INC.
October 21, 1996 - October 26, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARBOR WEALTH
CRD#: 153640 / SEC#: 801-80638
Contact information
Regulatory assets under management
| Total Number of Accounts | 995 |
| AUM (Assets Under Management) | $ 360,057,566 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/11/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
