James E. Devore
Professional summary
James Edmund Devore, who also goes by James E Devore, Jim Devore, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Houston, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Edmund Devore's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2005 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1112 W 11th St, Houston, TX 77008-6614December 19, 2003 - December 7, 2005
MSI FINANCIAL SERVICES, INC.
December 1, 2003 - December 7, 2005
METROPOLITAN LIFE INSURANCE COMPANY
December 1, 2003 - December 7, 2005
MSI FINANCIAL SERVICES, INC.
August 14, 2003 - December 8, 2003
MONY SECURITIES CORPORATION
September 27, 1996 - May 5, 2003
EQUITABLE ADVISORS, LLC
September 24, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 24, 1996 - May 5, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2005)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Houston, TX 77008-6614TRUST BUT VERIFY
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