Gregory E. Grassi
Professional summary
Gregory Edward Grassi is a registered financial professional currently at FBN SECURITIES, INC. located in Ny, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Edward Grassi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 1997 - Present
FBN SECURITIES, INC.
Office #1: 112 West 34th Street 18th Floor, Ny, NY 10120Office #2: 112 West 34th Street 17th Floor, New York, NY 10120May 2, 2001 - June 15, 2005
RICHARD C. NASO CO., INC.
June 12, 1997 - August 30, 1997
TAYLOR STUART FINANCIAL, INC.
April 18, 1997 - June 16, 1997
ALEX MOORE & COMPANY, INC.
November 26, 1996 - April 8, 1997
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2016)
(2/17/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/6/2009
Limited Representative-Equity Trader ExamSeries 25
Date: 2/8/2000
NYSE Trading Assistant ExaminationFINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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