Michael A. Lamena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Lamena, AIF®, who also goes by Michael Lamena, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2017 - June 15, 2020
WEALTHSPIRE CAPITAL, LLC
April 13, 2010 - August 14, 2017
HIGHTOWER SECURITIES, LLC
February 10, 1997 - April 19, 2010
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2024
Operations Professional ExaminationCurrent Firm
WEALTHSPIRE CAPITAL, LLC
CRD#: 171970 / SEC#: , 8-69492
Contact information
Documents
Red Flags
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