Peter M. Schoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Merritt Schoff JR, who also goes by Merritt Schoff, P. Merritt Schoff, Peter Merritt Schoff Jr., Peter Merritt Schoff Jr, Peter Merritt Schoff, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2024 - July 9, 2024
FIDELITY BROKERAGE SERVICES LLC
March 5, 2022 - July 28, 2023
CUSO FINANCIAL SERVICES, L.P.
March 3, 2022 - July 28, 2023
CUSO FINANCIAL SERVICES, L.P.
November 13, 2017 - August 30, 2021
OSAIC INSTITUTIONS, INC.
November 13, 2017 - August 30, 2021
OSAIC INSTITUTIONS, INC.
April 12, 2016 - November 3, 2017
CETERA INVESTMENT ADVISERS LLC
March 31, 2016 - November 3, 2017
CETERA INVESTMENT SERVICES LLC
March 21, 2014 - February 9, 2016
PNC WEALTH MANAGEMENT LLC
March 10, 2014 - February 9, 2016
PNC WEALTH MANAGEMENT LLC
May 14, 2013 - February 4, 2014
MORGAN STANLEY
April 12, 2013 - February 4, 2014
MORGAN STANLEY
February 14, 2008 - March 4, 2009
CAPITAL BROKERAGE CORPORATION
September 20, 2004 - January 22, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 24, 2001 - August 17, 2004
EVERLAKE DISTRIBUTORS, LLC
September 22, 2000 - May 3, 2001
NATIXIS DISTRIBUTION, LLC
June 9, 1999 - September 14, 2000
BNY MELLON SECURITIES CORPORATION
July 6, 1998 - July 13, 1999
MENTOR SERVICES COMPANY, LLC
October 8, 1996 - April 23, 1998
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
