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JB

Jennifer V. Bauder

CORNERSTONE ADVISORS ASSET MANAGEMENT
Bethlehem, PA 18018
Some features on this profile are disabled
CRD#: 2796906
JB

Professional summary

Jennifer Valerie Bauder, AIF®, who also goes by Jen Frey, Jennifer Valerie Frey, is a registered financial advisor currently at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Bethlehem, Pennsylvania.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jennifer has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jen Frey | Jennifer Valerie Frey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Valerie Bauder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

January 7, 2016 - Present

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

Office #1: 74 West Broad Street, Suite 340, Bethlehem, PA 18018
RIA
CRD#: 138638
Bethlehem, PA
Current

August 26, 2015 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018
RIA
BD
CRD#: 43285
Bethlehem, PA
Past

December 21, 2015 - December 31, 2017

CORNERSTONE INSTITUTIONAL INVESTORS, INC.

RIA
CRD#: 44664
BETHLEHEM, PA
Past

March 12, 2008 - July 31, 2015

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
HARLEYSVILLE, PA
Past

March 8, 2006 - March 17, 2008

SECURITIES AMERICA, INC.

BD
CRD#: 10205
PLYMOUTH MEETING, PA
Past

August 1, 1997 - November 11, 2004

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
NEW YORK, NY
Past

January 1, 1997 - June 23, 1997

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

September 17, 1996 - January 1, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.

CRD#: 138638 / SEC#: 801-65091

RIA
Registered Investment Advisory firm - (1/4/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(8/26/2015)
IAR
Pennsylvania
(1/7/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/16/1996
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.

CRD#: 138638 / SEC#: 801-65091

RIA
Registered Investment Advisory firm - (1/4/2006 Approved)
PREMIUM
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Contact information

Main Address
74 West Broad Street, Suite 340, Bethlehem, PA 18018
Mailing Address
Phone number
(610) 694-0900
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CORNERSTONE ADV PART 2A BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts1,841
AUM (Assets Under Management)$ 8,299,028,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

CRD#: 138638Bethlehem, PA 18018

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