GP
George E. Pitra
INDEPENDENT FINANCIAL GROUP
Leander, TX
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CRD#: 2796552
GP
Professional summary
George Eugene Pitra is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Leander, Texas.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. George has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GEORGE E PITRA POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2011 ADDRESS: 16600 Morgan Hills Trail, Austin TX 78717, United States DESCRIPTION: TX INSURANCE AGENT OFFERING SALES OF VARIOUS INSURANCE PRODUCTS (2) REDROVERVENTURES.ORG POSITION: I will be a board member in this nonprofit organization. NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 04/10/2023 ADDRESS: 4835 East Cactus Road, Suite 105, Scottsdale AZ 85254, United States DESCRIPTION: BOARD MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view George Eugene Pitra's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Eugene Pitra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2011 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Leander, TX
Current
May 16, 2011 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Leander, TX
Past
April 15, 2008 - May 17, 2011
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
AUSTIN, TX
Past
April 10, 2008 - May 17, 2011
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
AUSTIN, TX
Past
October 4, 2006 - May 9, 2008
BARRON MOORE ADVISORS, INC.
RIA
CRD#: 131279
DALLAS, TX
Past
August 2, 2005 - April 10, 2008
BARRON MOORE, INC.
BD
CRD#: 123521
ROUND ROCK, TX
Past
February 16, 2005 - August 19, 2005
SALOMON GREY FINANCIAL CORPORATION
RIA
CRD#: 43413
ROUND ROCK, TX
Past
January 6, 2004 - August 19, 2005
SALOMON GREY FINANCIAL CORPORATION
BD
CRD#: 43413
DALLAS, TX
Past
February 25, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
BD
CRD#: 39795
DALLAS, TX
Past
September 11, 1996 - October 4, 2002
RIVERSTONE WEALTH MANAGEMENT, INC.
BD
CRD#: 40418
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2011)
RR
California(6/28/2012)
RR
Colorado(9/7/2011)
RR
Florida(5/16/2011)
RR
Georgia(2/3/2014)
RR
Iowa(6/3/2025)
RR
Massachusetts(7/30/2012)
RR
Minnesota(10/8/2016)
RR
Mississippi(9/12/2022)
RR
Montana(2/29/2012)
RR
Nebraska(10/25/2021)
RR
New Mexico(8/14/2015)
RR
New York(5/16/2011)
RR
North Carolina(1/8/2016)
RR
Oklahoma(1/23/2018)
RR
Oregon(3/18/2014)
RR
Pennsylvania(4/9/2012)
RR
South Carolina(10/11/2017)
RR
Texas(5/16/2011)
IAR
Texas(5/16/2011)
RR
Washington(1/15/2013)
RR
Wisconsin(1/7/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
