Kenneth W. Price

PER STIRLING CAPITAL MANAGEMENT

AUSTIN, TX 78759

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CRD#: 2796549

Professional summary

Kenneth Wayne Price, CFP®, ChFC®, CLU® is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THE UNIVERSITY OF TEXAS AT AUSTIN; NON-INVESTMENT RELATED; 101 E 27TH ST AUSTIN, TX 78712; NATURE OF BUSINESS: TEACHING; POSITION: TEACHER OF THE CFP CAPSTONE CLASS; DUTIES: TEACHING STUDENTS ABOUT THE FINANCIAL PLANNING PROCESS AND HOW TO ANALYSE DATA; START DATE: JANUARY 2004; NUMBER OF HOURS: APPROXIMATELY 3-5 HOURS PER WEEK DURING TRADING HOURS AND APPROXIMATELY 3- 6 HOURS A WEEK TOTAL. 2. ALM, GLOBAL LLC; NON-INVESTMENT RELATED; 150 E. 42ND ST MEZZANINE LEVEL NEW YORK, NY 10017; NAUTRE OF BUSINESS: TEXTBOOK AUTHOR; POSITION: AUTHOR; DUTIES: UPDATE THE TOOLS AND TECHNIQUES OF INSURANCE PLANNING AND RISK MANAGEMENT 5TH EDITION; START DATE: 6/7/2022; NUMBER OF HOURS PER MONTH: 10 HOURS NOT DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Wayne Price's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 16, 2015 - Present

PER STIRLING CAPITAL MANAGEMENT, LLC

Office #1: 4900 Spicewood Springs Road Suite 300, Austin, TX 78759

RIA

CRD#: 151671

AUSTIN, TX

Past

June 27, 2007 - May 7, 2015

AUSTIN ASSET

RIA

CRD#: 105441

AUSTIN, TX

Past

January 17, 2003 - February 21, 2007

RIVERSTONE WEALTH MANAGEMENT, INC.

RIA

CRD#: 40418

AUSTIN, TX

Past

September 12, 1996 - February 21, 2007

RIVERSTONE WEALTH MANAGEMENT, INC.

CRD#: 40418

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/30/2006

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2004

General Securities Principal Examination

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

4800 Bee Caves Road, Austin, TX 78746

Mailing Address

Phone number

(512) 628-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 PSCM FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,584
AUM (Assets Under Management)	$ 1,387,216,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth W. Price

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Wayne Price's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSTIN ASSET

RIVERSTONE WEALTH MANAGEMENT, INC.

RIVERSTONE WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

PER STIRLING CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2001

Series 63

Date: 9/16/1996

Series 7

Date: 9/11/1996

Series 30

Date: 5/30/2006

Series 24

Date: 3/16/2004

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PER STIRLING CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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