Joshua M. Flatley

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CRD#: 2796355

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joshua Martin Flatley, CFP®, who also goes by Josh Flatley, was a registered financial professional .

Joshua is a previously registered financial professional and started their career in finance in 1996. Joshua had worked at 7 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 26 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Business Succession Planning

Small Business Planning

Investment Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Generation X

How do you get paid?

Fee Only

Are you a "fiduciary"?

Aliases

Josh Flatley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AIR FORCE RESERVE NOT INVESTMENT-RELATED The Pentagon MILITARY RESERVES Action Officer START: 01/2015 2-5 Hours per month MILITARY RELATED DUTIES RENTAL PROPERTY: CONDOMINIUM 3194 BRISTLE BRANCH DRIVE SPARKS, NV 89434 PASSIVE INVESTMENT 0 HOURS PER MONTH OWNER/LANDLORD, ADMINISTERED BY PROPERTY MANAGEMENT COMPANY. X Vector, ltd; Investment-Related; Reno, Nevada; Investment Adviser; Investment Adviser Representative; March 2020; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Past

July 16, 2024 - August 11, 2025

LOGIC WEALTH MANAGEMENT, LLC

RIA

CRD#: 153453

PASADENA, CA

Past

March 4, 2020 - December 14, 2022

X VECTOR, LTD.

RIA

CRD#: 304841

RENO, NV

Past

June 18, 2015 - December 31, 2016

JMF FINANCIAL PLANNING

RIA

CRD#: 179525

RENO, NV

Past

September 20, 2013 - June 30, 2014

SCOTTRADE, INC.

CRD#: 8206

RENO, NV

Past

April 12, 2002 - December 11, 2002

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

June 30, 1997 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

October 1, 1996 - July 15, 1997

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/18/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/26/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/22/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

CRD#: 153453 / SEC#: 801-129485

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

California

Registered Investment Advisory firm - (1/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (12/24/2024 Terminated)

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Contact information

Main Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Mailing Address

1055 East Colorado Blvd, Suite 500, Pasadena, CA 91106

Phone number

(626) 757-4323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOGICWM BROCHURE 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	585
AUM (Assets Under Management)	$ 164,666,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Joshua M. Flatley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

X VECTOR, LTD.

JMF FINANCIAL PLANNING

SCOTTRADE, INC.

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

WADDELL & REED

Primary Firm SEC Registration

LOGIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/2013

Series 65

Date: 1/26/2013

Series 7

Date: 9/20/2013

Series 6

Date: 9/30/1996

Series 26

Date: 6/22/2001

Current Firm

LOGIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOGIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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