James C. Oliger

WEALTHQUEST

Cincinnati, OH 45241

Some features on this profile are disabled

CRD#: 2796231

Professional summary

James Charles Oliger, CFP®, who also goes by James C Oliger, is a registered financial advisor currently at WEALTHQUEST CORPORATION located in Cincinnati, Ohio.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 4 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James C Oliger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Oliger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

December 13, 2006 - Present

WEALTHQUEST CORPORATION

Office #1: 50 E-business Way Suite 120, Cincinnati, OH 45241

RIA

CRD#: 141473

Cincinnati, OH

Past

October 6, 1999 - March 29, 2016

WEALTH PLANNING CORP

RIA

CRD#: 105369

CINCINNATI, OH

Past

September 17, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 17, 1996 - June 27, 1997

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/13/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 9/16/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHQUEST CORPORATION

CRD#: 141473 / SEC#: 801-67079

RIA

Registered Investment Advisory firm - (8/17/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Mailing Address

50 E-business Way Suite 120, Cincinnati, OH 45241

Phone number

(513) 530-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHQUEST CORPORATION FORM ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	5,194
AUM (Assets Under Management)	$ 1,932,422,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James C. Oliger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Charles Oliger's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHQUEST CORPORATION

WEALTH PLANNING CORP

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

WEALTHQUEST CORPORATION

State Registrations and Notice Filings

Exams

Series 6

Date: 9/16/1996

Current Firm

WEALTHQUEST CORPORATION

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHQUEST CORPORATION

TRUST BUT VERIFY

Similar Advisors