Matthew J. Zepp

SCHWAB WEALTH ADVISORY

Richfield, OH 44286

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CRD#: 2796213

Professional summary

Matthew Joseph Zepp, CFP®, ChFC®, who also goes by Matthew J Zepp, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Richfield, Ohio and CHARLES SCHWAB & CO., INC. located in Richfield, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew J Zepp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Zepp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

March 10, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 4150 Kinross Lakes Pkwy, Richfield, OH 44286

RIA

CRD#: 159035

Richfield, OH

Current

December 21, 2007 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 4150 Kinross Lakes Pkwy, Richfield, OH 44286

RIA

CRD#: 5393

Richfield, OH

Past

January 7, 2008 - March 10, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

RICHFIELD, OH

Past

February 1, 2005 - December 7, 2007

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

DAYTON, OH

Past

October 5, 2004 - December 7, 2007

FIFTH THIRD SECURITIES, INC.

CRD#: 628

DAYTON, OH

Past

June 28, 1999 - September 9, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DAYTON, OH

Past

November 6, 1996 - September 9, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2008)

Alaska
(1/2/2008)

Arizona
(1/2/2008)

Arkansas
(1/2/2008)

California
(12/21/2007)

Colorado
(1/2/2008)

Connecticut
(1/2/2008)

Delaware
(1/2/2008)

District of Columbia
(1/2/2008)

Florida
(1/2/2008)

Georgia
(1/2/2008)

Hawaii
(1/2/2008)

Idaho
(1/2/2008)

Illinois
(1/2/2008)

Indiana
(1/2/2008)

Iowa
(1/2/2008)

Kansas
(1/2/2008)

Kentucky
(1/2/2008)

Louisiana
(1/2/2008)

Maine
(1/2/2008)

Maryland
(1/2/2008)

Massachusetts
(1/2/2008)

Michigan
(1/2/2008)

Minnesota
(1/2/2008)

Mississippi
(1/2/2008)

Missouri
(1/2/2008)

Montana
(1/2/2008)

Nebraska
(1/2/2008)

Nevada
(1/2/2008)

New Hampshire
(1/2/2008)

New Jersey
(1/2/2008)

New Mexico
(1/2/2008)

New York
(1/2/2008)

North Carolina
(1/2/2008)

North Dakota
(1/2/2008)

Ohio
(12/21/2007)

IAR

Ohio
(3/10/2023)

Oklahoma
(1/2/2008)

Oregon
(1/2/2008)

Pennsylvania
(1/2/2008)

Puerto Rico
(2/7/2024)

Rhode Island
(1/2/2008)

South Carolina
(1/2/2008)

South Dakota
(1/2/2008)

Tennessee
(1/2/2008)

Texas
(1/2/2008)

IAR

Texas
(4/22/2025)

Utah
(1/2/2008)

Vermont
(1/2/2008)

Virgin Islands
(2/7/2024)

Virginia
(1/2/2008)

Washington
(1/2/2008)

West Virginia
(1/2/2008)

Wisconsin
(1/2/2008)

Wyoming
(1/2/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/29/2013

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/8/2013

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew J. Zepp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Joseph Zepp's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1996

Series 63

Date: 11/19/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/5/1996

Series 10

Date: 3/29/2013

Series 9

Date: 2/8/2013

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

Contact information

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