Terry Tzagarakis
Professional summary
Terry Tzagarakis was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Terry Tzagarakis, who also goes by Terry Rakis, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2000. Terry had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - January 4, 2021
ARIVE CAPITAL MARKETS
March 6, 2020 - May 6, 2020
WORDEN CAPITAL MANAGEMENT LLC
January 10, 2013 - April 6, 2020
SPARTAN CAPITAL SECURITIES, LLC
March 3, 2010 - January 24, 2013
JOHN THOMAS FINANCIAL
September 11, 2007 - March 3, 2010
CALDWELL INTERNATIONAL SECURITIES
October 27, 2006 - September 14, 2007
INVESTORS CAPITAL CORP.
April 2, 2004 - October 26, 2006
CALDWELL INTERNATIONAL SECURITIES
September 27, 2001 - March 23, 2004
J.P. TURNER & COMPANY, L.L.C.
April 26, 2001 - September 21, 2001
DONALD & CO. SECURITIES INC.
June 26, 2000 - April 18, 2001
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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