Arjun Sekhri
Professional summary
Arjun Sekhri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arjun is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Arjun had worked at 3 firms, which includes CREDIT SUISSE SECURITIES (USA) LLC, CITIGROUP GLOBAL MARKETS INC., SALOMON BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1998 - February 10, 1998
CREDIT SUISSE SECURITIES (USA) LLC
November 28, 1997 - February 9, 1998
CITIGROUP GLOBAL MARKETS INC.
September 23, 1996 - February 9, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 336 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
