Kim Weber
Professional summary
Kim Weber, who also goes by Kimberly Neubert, Kimberly Dee Partridge, Kimberly Dee Partridge, Kimberly Dee Weber, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Louisburg, North Carolina.
Kim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kim has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kim Weber's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kim Weber's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2018 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 509 E. Nash Street, Louisburg, NC 27549February 28, 2018 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 509 E. Nash Street, Louisburg, NC 27549November 5, 2013 - September 29, 2017
PNC WEALTH MANAGEMENT LLC
November 4, 2013 - September 29, 2017
PNC WEALTH MANAGEMENT LLC
October 1, 2012 - June 18, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 18, 2013
J.P. MORGAN SECURITIES LLC
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 10, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 17, 2002 - September 11, 2003
WADDELL & REED
August 1, 2001 - November 20, 2001
IAC SECURITIES, INC.
October 22, 1996 - December 31, 2000
WMA SECURITIES, INC.
Primary Firm SEC Registration
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
(3/26/2024)
(3/4/2018)
(1/28/2020)
(3/1/2018)
(3/2/2018)
(2/28/2018)
(3/7/2024)
(7/2/2021)
Exams
FINRA
Current Firm
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
