Denis W. Kraemer
Professional summary
Denis William Kraemer JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Denis William Kraemer JR, who also goes by Kraemer, was a registered financial professional .
Denis is a previously registered financial professional and started their career in finance in 1999. Denis had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2006 - December 17, 2008
J.H. DARBIE & CO., INC.
April 19, 2002 - August 30, 2006
PHD CAPITAL
January 9, 2001 - January 18, 2001
CONTINENTAL BROKER-DEALER CORP.
January 5, 2000 - July 2, 2001
NORTHRIDGE CAPITAL CORPORATION
September 14, 1999 - November 5, 1999
CAMBRIDGE CAPITAL, LLC
August 12, 1999 - September 15, 1999
D.L. CROMWELL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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