Tina N. Bui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Nguyen Bui was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 1998. Tina had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - June 28, 2010
NORTH GLOBAL SECURITIES, INC.
February 18, 1999 - February 6, 2008
ASSOCIATED SECURITIES CORP.
December 11, 1998 - February 16, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTH GLOBAL SECURITIES, INC.
CRD#: 132918 / SEC#: , 8-66663
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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