John D. Barcarse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Delacruz Barcarse, who also goes by John Barcarese, John Dela Cruz Barcarse, John Barcarse, Jonnathan Barcarse, Keoni Barcarse, Marvin Barcarse, Marvinjohn Delacruz Barcarse, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1998 - April 11, 2001
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
March 30, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
September 26, 1997 - February 24, 1998
LLOYD WADE SECURITIES INC.
March 6, 1997 - September 9, 1997
PRUDENTIAL EQUITY GROUP, LLC
October 18, 1996 - February 24, 1997
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
CRD#: 42949 / SEC#: , 8-50105
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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