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JH

Jeffrey R. Hartman

Some features on this profile are disabled
CRD#: 2795503
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Robert Hartman was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1997. Jeffrey had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 20, 2017 - April 19, 2022

GROSS INVESTMENTS

RIA
CRD#: 121448
LANCASTER, PA
Past

January 2, 2015 - December 7, 2016

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LANCASTER, PA
Past

January 2, 2015 - December 7, 2016

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LANCASTER, PA
Past

June 13, 2012 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
STEVENS, PA
Past

June 13, 2012 - December 31, 2014

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
STEVENS, PA
Past

September 30, 2011 - June 26, 2012

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
STEVENS, PA
Past

September 22, 2011 - June 26, 2012

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
STEVENS, PA
Past

November 12, 2009 - September 29, 2011

STERLING FINANCIAL ADVISORS, LLC

RIA
CRD#: 111962
WYOMISSING, PA
Past

October 5, 2000 - November 4, 2009

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
STEVENS, PA
Past

March 4, 1998 - October 20, 2000

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

February 10, 1997 - March 9, 1998

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
MINOT, ND
Past

January 1, 1997 - February 11, 1997

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/27/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GI
GROSS INVESTMENTS
AUG, INC. | GROSS INVESTMENTS

CRD#: 121448 / SEC#: 801-64344

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Contact information

Main Address
26 W. Orange Street, Lancaster, PA 17603
Mailing Address
Phone number
(717) 299-4423
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROSS INVESTMENTS

CRD#: 121448

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