Charles R. Korger

OCTAVIA WEALTH ADVISORS LLC

Sarasota, FL 34239

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CRD#: 2795363

Professional summary

Charles Richard Korger, CFP®, who also goes by Chuck Korger, is a registered financial advisor currently at OCTAVIA WEALTH ADVISORS LLC located in Sarasota, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Charles has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Korger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Unitifi, investment-related, 12020 Shamrock Plaza #200, Omaha, NE 68154, Consultant and minority owner, 1-10 Hrs/Month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Richard Korger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 15, 2023 - Present

OCTAVIA WEALTH ADVISORS LLC

Office #1: 3701 S. Osprey Ave. Suite 218, Sarasota, FL 34239

RIA

CRD#: 306909

Sarasota, FL

Past

January 2, 2019 - December 31, 2023

ARETÉ

RIA

CRD#: 287723

SARASOTA, FL

Past

January 12, 2016 - January 2, 2019

CARSON CHOICE RETIREMENT SOLUTIONS, INC.

RIA

CRD#: 141450

BALA CYNWYD, PA

Past

January 24, 2013 - October 14, 2015

INDEPENDENCE ADVISORS, LLC

RIA

CRD#: 153687

WAYNE, PA

Past

April 14, 2004 - January 28, 2013

SAGE FINANCIAL GROUP INC.

RIA

CRD#: 116574

WEST CONSHOHOCKEN, PA

Past

August 31, 2000 - October 30, 2001

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

January 31, 2000 - March 17, 2004

MERCER ADVISORS

RIA

CRD#: 104569

BALA CYNWYD, PA

Past

December 7, 1999 - January 11, 2000

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

January 20, 1999 - December 3, 1999

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCTAVIA WEALTH ADVISORS LLC

CRD#: 306909 / SEC#: 801-118078

RIA

Registered Investment Advisory firm - (2/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/19/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OCTAVIA WEALTH ADVISORS LLC

CRD#: 306909 / SEC#: 801-118078

RIA

Registered Investment Advisory firm - (2/18/2020 Approved)

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Contact information

Main Address

9999 Carver Road Suite 130, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 762-7701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCTAVIA WEALTH ADVISORS FORM ADV2A ("DISCLOSURE BROCHURE") (2/12/2025)

Regulatory assets under management

Total Number of Accounts	6,332
AUM (Assets Under Management)	$ 1,789,186,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles R. Korger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Richard Korger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETÉ

CARSON CHOICE RETIREMENT SOLUTIONS, INC.

INDEPENDENCE ADVISORS, LLC

SAGE FINANCIAL GROUP INC.

WAVELAND CAPITAL PARTNERS LLC

MERCER ADVISORS

WAVELAND CAPITAL PARTNERS LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

OCTAVIA WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/1999

Series 63

Date: 3/3/1999

Series 7

Date: 1/5/2000

Series 6

Date: 1/19/1999

Current Firm

OCTAVIA WEALTH ADVISORS LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCTAVIA WEALTH ADVISORS LLC

TRUST BUT VERIFY

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