Benjamin L. Zurvalec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Ladis Zurvalec, who also goes by Benjamin L Zurvalec, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1996. Benjamin had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2012 - May 14, 2020
AHP FINANCIAL SERVICES, INC.
September 24, 2010 - December 27, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 14, 2006 - December 27, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 30, 2005 - November 1, 2006
CUNA BROKERAGE SERVICES, INC.
February 17, 2000 - November 1, 2006
CUNA BROKERAGE SERVICES, INC.
August 30, 1999 - February 24, 2000
CETERA WEALTH SERVICES, LLC
April 28, 1998 - September 2, 1999
CONSECO SECURITIES, INC.
September 6, 1996 - April 14, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 6, 1996 - April 14, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AHP FINANCIAL SERVICES, INC.
CRD#: 124841 / SEC#:
Contact information
Red Flags
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