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MP

Marc Perkins

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CRD#: 2795109
MP

Professional summary

Marc Perkins was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Marc Perkins was a registered financial advisor .

Marc is a previously registered financial advisor and started their career in finance in 1996. Marc had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 11, 2009 - August 18, 2010

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 131631
MIAMI, FL
Past

May 11, 2009 - August 18, 2010

CAPITAL GUARDIAN, LLC

BD
CRD#: 137919
CHARLOTTE, NC
Past

October 6, 2006 - May 5, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
CHARLOTTE, NC
Past

May 31, 2006 - May 5, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHARLOTTE, NC
Past

December 17, 2001 - June 1, 2006

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
CHICAGO, IL
Past

October 25, 2000 - December 14, 2001

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
CHICAGO, IL
Past

May 6, 1999 - October 6, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 5, 1996 - May 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/5/2006
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/15/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/9/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/19/2001
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/29/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/29/1999
General Securities Sales Supervisor - Options Module Examination

Current Firm

CG
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
ALPERN FINANCIAL | SPARGER INVESTMENT SERVICES | SENIOR WEALTH MANAGEMENT | RHINO WEALTH MANAGEMENT | PROVIDENCE FINANCIAL SERVICES | PROTRUST ADVISORS | PLUS POINT ADVISORS | MOREHEAD PLAN ADMINISTRATORS | MILLER FINANCIAL | MCMAHAN & ASSOCIATES | MASTERS PCG | IPS FINANCIAL SERVICES CORP. D/B/A MCMAHAN & ASSOCIATES | IPS FINANCIAL SERVICES CORP. | INTRACOASTAL GROUP | IBEX CAPITAL | HORIZON FINANCIAL SERVICES | HARVEST CAPITAL | FORTIUS WEALTH MANAGEMENT | FINANCIAL AND TAX STRATEGIES | ED KIRKLAND & COMPANY | DIANNE ODOM, CPA | DANNY DAHL FINANCIAL | CURRY & CURRY | CENTERMARK CAPITAL MANAGEMENT | CAPITAL PLAN ADVISORS | CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | CAPITAL GUARDIAN WEALTH MANAGEMENT | BLANCHARD FINANCIAL SERVICES | ARCHER INVESTMENT MANAGEMENT

CRD#: 131631 / SEC#: 801-63969

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Contact information

Main Address
1395 Brickell Avenue, Suite 800, Miami, FL 33131
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CRD#: 131631

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