SA
Stephen R. Altman
TRUE PRIVATE WEALTH ADVISORS
Salem, OR 97302
Some features on this profile are disabled
CRD#: 2795104
SA
Professional summary
Stephen Robert Altman, who also goes by Steve Robert Altman, Steven R Altman, is a registered financial advisor currently at TRUE PRIVATE WEALTH ADVISORS, LLC located in Salem, Oregon.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Robert Altman | Steven R Altman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PINNACLE INSURANCE & FINANCIAL SERVICES. Not Investment Related. 7791 Belfort Pkwy, Jacksonville FL 32256. Fixed Insurance. Agent. Start 2014. 2 hours per month during trading. 2) 1781 LIBERTY, LLC. Investment Related. 1781 Liberty Street SE, Salem OR 97302. Ownership of 2-story office building. Leasing of office building. One of four members of LLC that owns building. Start 1/8/2021. 2 hours per month/1 hour during trading devoted to building related issues, with some months higher. Our firm will be located in the building. 3) SALEM HEALTH FOUNDATION. Not Investment Related. 890 Oak Street SE, Salem OR 97301. Heath Care. Board Member. Start 5/2020. 2 hours per month not during trading. Sit on board that funds health care activities in the community that gives Salem Hospital exposure-outreach. 4) FAMILY BUILDING BLOCKS. Not Investment Related. 2425 Lancaster Drive NE, Salem OR 97301. Non Profit. Board Member. Start 11/2020. 4 hours per month, 2 during trading. Board member active in fundraising for the non profit. 5) TRYSTING TREE FOUNDATION. Not Investment Related. 34028 NE Electric Rd, Corvallis, OR 97333. Golf Course. Board Member. Start 10/2021. 2 hours per month not during trading. Sit on board that makes decisions on operations at Golf Course. Proceeds from course go to Oregon State Foundation.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Robert Altman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2012 - Present
TRUE PRIVATE WEALTH ADVISORS, LLC
Office #1: 1781 Liberty Street Se Suite 200, Salem, OR 97302RIA
CRD#: 164947
Salem, OR
Past
September 4, 2012 - November 1, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SALEM, OR
Past
May 25, 1999 - September 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SALEM, OR
Past
November 5, 1996 - September 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SALEM, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRUE PRIVATE WEALTH ADVISORS, LLC
ALLATICE WEALTH ADVISORS, LLC | TRUE PRIVATE WEALTH ADVISORS, LLC | STEVE BINNS GROUP | SANDERS COFFEE GROUP | OPSAHL GROUP | NBC CAPITAL ADVISORS GROUP | NANSON, BRATT & COLVIN CAPITAL ADVISORS GROUP | MIKE LONG GROUP | GESCHER HERBER GROUP | DAVIS ALTMAN PATERSON GROUP
CRD#: 164947 / SEC#: 801-76997
RIA
Registered Investment Advisory firm - (8/7/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/30/2017)
IAR
Oregon(9/17/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TP
TRUE PRIVATE WEALTH ADVISORS, LLC
ALLATICE WEALTH ADVISORS, LLC | TRUE PRIVATE WEALTH ADVISORS, LLC | STEVE BINNS GROUP | SANDERS COFFEE GROUP | OPSAHL GROUP | NBC CAPITAL ADVISORS GROUP | NANSON, BRATT & COLVIN CAPITAL ADVISORS GROUP | MIKE LONG GROUP | GESCHER HERBER GROUP | DAVIS ALTMAN PATERSON GROUP
CRD#: 164947 / SEC#: 801-76997
RIA
Registered Investment Advisory firm - (8/7/2012 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1781 Liberty Street Se Suite 200, Salem, OR 97302
Mailing Address
P.o. Box 648, Mcminnville, OR 97128
Phone number
(503) 400-3311
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,050 |
| AUM (Assets Under Management) | $ 1,261,064,067 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
