Stephen Robert Altman
Professional Summary
Stephen Robert Altman, who also goes by Steve Robert Altman, Steven R Altman, is a registered financial advisor currently at TRUE PRIVATE WEALTH ADVISORS, LLC located in Salem, Oregon. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Robert Altman, Steven R Altman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ALLATICE WEALTH ADVISORS, LLC | TRUE PRIVATE WEALTH ADVISORS, LLC | STEVE BINNS GROUP | SANDERS COFFEE GROUP | OPSAHL GROUP | NBC CAPITAL ADVISORS GROUP | NANSON, BRATT & COLVIN CAPITAL ADVISORS GROUP | MIKE LONG GROUP | GESCHER HERBER GROUP | DAVIS ALTMAN PATERSON GROUP
Contact Information
Main Address
1781 Liberty Street Se Suite 200, Salem, OR 97302Mailing Address
P.o. Box 648, Mcminnville, OR 97128Phone Number
(503) 400-3311# of Employees
22SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,592AUM (Assets Under Management)
$1,426,784,638Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALLATICE WEALTH ADVISORS, LLC | TRUE PRIVATE WEALTH ADVISORS, LLC | STEVE BINNS GROUP | SANDERS COFFEE GROUP | OPSAHL GROUP | NBC CAPITAL ADVISORS GROUP | NANSON, BRATT & COLVIN CAPITAL ADVISORS GROUP | MIKE LONG GROUP | GESCHER HERBER GROUP | DAVIS ALTMAN PATERSON GROUP
State Registrations and Notice Filings
(11/30/2017)
(9/17/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2003About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Robert Altman's CRS (Customer Relationship Summary).
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