William H. Wu
Professional summary
William Hsueh-shang Wu, who also goes by William Hshuehshang Wu, is a registered financial advisor currently at OPUS INVESTMENTS located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2014 - Present
OPUS INVESTMENTS
September 25, 1996 - November 4, 1996
IDS LIFE INSURANCE COMPANY
September 25, 1996 - November 4, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2023)
(7/9/2014)
Exams
Current Firm
OPUS INVESTMENTS
CRD#: 125187 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 31,943,343 |
Red Flags
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