Dax G. Rizo
Professional summary
Dax Gilliam Rizo, who also goes by German Robert Rizo, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Dax is registered as a RR (Registered Representative) and started their career in finance in 1996. Dax has worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dax Gilliam Rizo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2024 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095July 9, 2021 - February 4, 2022
MONEY CONCEPTS CAPITAL CORP
March 13, 2020 - December 4, 2020
EMPOWER FINANCIAL SERVICES, INC.
May 18, 2018 - September 11, 2019
MISSIONSQUARE INVESTMENT SERVICES
December 3, 2013 - April 20, 2018
EQUITABLE DISTRIBUTORS, LLC
March 27, 2013 - November 21, 2013
ARGENTUS SECURITIES, LLC
October 10, 2011 - December 20, 2012
VALIC FINANCIAL ADVISORS, INC.
December 2, 2009 - August 4, 2011
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
November 14, 2008 - October 27, 2009
AMERITAS INVESTMENT COMPANY, LLC
March 27, 2000 - March 7, 2008
VOYA FINANCIAL PARTNERS, LLC
November 4, 1996 - March 13, 2000
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2024)
(1/31/2024)
(11/5/2024)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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