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William Brigham

BRIGHAM JR, WILLIAM H
MOBILE, AL
·CRD# 2794975·30 years experience

Professional Summary

William Brigham is a registered financial advisor currently at BRIGHAM JR, WILLIAM H located in Mobile, Alabama. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 1 firm and has passed the Series 65 and Series 2 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BRIGHAM JR, WILLIAM H·CRD# 122667
RIA
1. 6353 Piccadilly Square Drive, Suite 2e, Mobile, AL 366092. 6348 Piccadilly Square Dr., Suite 2a, Mobile, AL 36609
March 23, 2004 - Present

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Current Firm

BJ
BRIGHAM JR, WILLIAM H

BRIGHAM JR, WILLIAM H

CRD#: 122667
Alabama
Registered Investment Advisory firm - Alabama (10/23/1996 Approved)

Contact Information

Main Address

6353 Piccadilly Square Drive, Suite 2e, Mobile, AL 36609

Mailing Address

P.o. Box 7368, Mobile, AL 36670

Phone Number

(251) 689-1219

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

15

AUM (Assets Under Management)

$7,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE BUSINESS- ALONG WITH MY SIBLINGS, I HAVE OWNED A FARM IN MOBILE COUNTY SINCE 2005. THE FARM IS LOCATED AT 6725 MARCH ROAD, THEODORE, AL, 36582. THE FARM IS HELD IN TRUST, AND I AM ONE OF THE TRUSTEES. MOST OF THE FARM IS RENTED OUT TO A TENANT FARMER, WHO GROWS ROW CROPS. I SPEND MOST SATURDAYS WORKING OUTSIDE AT THE FARM. IN ADDITION, I SPEND 4-8 HOURS PER MONTH FROM MY OFFICE HELPING TO MANAGE HELPING TO MANAGE THE FARM. ABOUT HALF OF THOSE OFFICE HOURS ARE DURING SECURITIES TRADING HOURS. THE FARM AND MY FARM ACTIVITIES ARE NOT INVESTMENT-RELATED.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(3/23/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

Series 2 — Non-Member General Securities Examination

Passed Aug 1996

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CRS (Client Relationship Summary) - RIA

Click below to view William Brigham's CRS (Customer Relationship Summary).

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