William Brigham

BRIGHAM JR, WILLIAM H

MOBILE, AL 36609

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CRD#: 2794975

Professional summary

William Brigham is a registered financial advisor currently at BRIGHAM JR, WILLIAM H located in Mobile, Alabama.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 1 firm and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE BUSINESS- ALONG WITH MY SIBLINGS, I HAVE OWNED A FARM IN MOBILE COUNTY SINCE 2005. THE FARM IS LOCATED AT 6725 MARCH ROAD, THEODORE, AL, 36582. THE FARM IS HELD IN TRUST, AND I AM ONE OF THE TRUSTEES. MOST OF THE FARM IS RENTED OUT TO A TENANT FARMER, WHO GROWS ROW CROPS. I SPEND MOST SATURDAYS WORKING OUTSIDE AT THE FARM. IN ADDITION, I SPEND 4-8 HOURS PER MONTH FROM MY OFFICE HELPING TO MANAGE HELPING TO MANAGE THE FARM. ABOUT HALF OF THOSE OFFICE HOURS ARE DURING SECURITIES TRADING HOURS. THE FARM AND MY FARM ACTIVITIES ARE NOT INVESTMENT-RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brigham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2004 - Present

BRIGHAM JR, WILLIAM H

Office #1: 6353 Piccadilly Square Drive, Suite 2e, Mobile, AL 36609Office #2: 6348 Piccadilly Square Dr., Suite 2a, Mobile, AL 36609

RIA

CRD#: 122667

MOBILE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/23/2004)

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Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 8/15/1996

Non-Member General Securities Examination

Current Firm

BRIGHAM JR, WILLIAM H

CRD#: 122667 / SEC#:

Alabama

Registered Investment Advisory firm - (10/23/1996 Approved)

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Contact information

Main Address

6353 Piccadilly Square Drive, Suite 2e, Mobile, AL 36609

Mailing Address

P.o. Box 7368, Mobile, AL 36670

Phone number

(251) 689-1219

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 7,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William Brigham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Brigham's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHAM JR, WILLIAM H

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1996

Series 2

Date: 8/15/1996

Current Firm

BRIGHAM JR, WILLIAM H

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIGHAM JR, WILLIAM H

TRUST BUT VERIFY

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