Richard F. Lemanski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Francis Lemanski was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1996. Richard had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2011 - January 8, 2015
DAKOTA WEALTH, LLC
May 27, 2004 - April 13, 2010
NATIONAL FINANCIAL SERVICES LLC
October 8, 1996 - April 14, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAKOTA WEALTH, LLC
CRD#: 141137 / SEC#: 801-67012
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
