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SW

Stefan Whitwell

WHITWELL ADVISORS
Bee Cave, TX
Some features on this profile are disabled
CRD#: 2794913
SW

Professional summary

Stefan Whitwell is a registered financial advisor currently at WHITWELL ADVISORS located in Bee Cave, Texas.

Stefan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Stefan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 34 and Series 30 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Stefan Whitwell is a licensed real estate broker in the state of TX; Investment-related; 4805 Brisa Way,�Bee Cave, 78738, TX; Since 2006; 0hrs p/month; Keeps license for personal transactions only. 2) Empirical Solutions, LLC (dba Chaos Holdings, LLC, also known as "Team Chaos"); Non investment-related;4805 Brisa Way,�Bee Cave, 78738, TX; Provides consulting services to business owners focused on improving operational efficiency and cash flow through the use of artificial intelligence and automation tools; Co-Founder; 2025; 8hrs p/month; Helping design the architecture of the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Whitwell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2025 - Present

WHITWELL ADVISORS

RIA
CRD#: 331958
Bee Cave, TX
Past

July 8, 2022 - January 3, 2025

COMPOUND PLANNING, INC.

RIA
CRD#: 171787
Austin, TX
Past

March 3, 2021 - August 5, 2022

BELPOINTE ASSET MANAGEMENT LLC

RIA
CRD#: 143440
Austin, TX
Past

September 1, 2017 - April 29, 2021

NATIONAL WEALTH PARTNERS LLC

RIA
CRD#: 243787
LAS VEGAS, NV
Past

December 12, 2014 - June 7, 2017

COVENANT

RIA
CRD#: 152651
SAN ANTONIO, TX
Past

June 27, 2014 - October 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN ANTONIO, TX
Past

June 18, 2014 - October 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN ANTONIO, TX
Past

August 12, 1998 - January 10, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 24, 1997 - June 16, 1998

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WHITWELL ADVISORS
WHITWELL & CO, LLC | WHITWELL ADVISORS

CRD#: 331958 / SEC#: 801-131151

RIA
Registered Investment Advisory firm - (11/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/6/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/24/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/8/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/11/2010
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 34
Date: 11/9/2010
Retail Off-Exchange FOREX Examination
Principal/Supervisory Exam
RR
Series 30
Date: 11/19/2012
NFA Branch Manager Examination

Current Firm

WA
WHITWELL ADVISORS
WHITWELL & CO, LLC | WHITWELL ADVISORS

CRD#: 331958 / SEC#: 801-131151

RIA
Registered Investment Advisory firm - (11/5/2024 Approved)
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Contact information

Main Address
Bee Cave, TX
Mailing Address
15511 State Hwy 71, Suite 110-526, Austin, TX 78738
Phone number
(512) 766-7775
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WHITWELL & CO - ADV 2A BROCHURE MAY 2025 (5/26/2025)

Regulatory assets under management

Total Number of Accounts460
AUM (Assets Under Management)$ 112,624,132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITWELL ADVISORS

CRD#: 331958Bee Cave, TX

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