CS
Christopher J. Swenson
CORNERSTONE WEALTH MANAGEMENT
Washington, MO 63090
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CRD#: 2794756
CS
Professional summary
Christopher Jon Swenson, CFP®, who also goes by Chris Swenson, is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in Washington, Missouri and LPL FINANCIAL LLC located in Des Peres, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Long-term Care
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Chris Swenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/20/2013 - Cornerstone Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 50%TIME SPENT 2. 05/20/2015 - SWENSON INVESTMENTS LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - 13358 MANCHESTER ROAD - SUITE 200, DES PERES, MO 63131 - START 07/15/2013 - 1 HR/MO DURING SECS TRDG HRS 3. 02/01/2016 - Cornerstone Wealth Management LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) CORNERSTONE WEALTH MANAGEMENT - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE - 40% OF TIME SPENT - DES PERES, MO 4. 4/30/2018 - Captain Asset Management LLC - Not Investment Related - 416 Elm Street, Washington, MO 63090 - Business Entity For Tax/Investment Purposes Only - Start Date:06/01/2018 - 80 Hour(s) Per Month/80 Hour(s) During Trading. 5. 6/28/2018 - Cornerstone Wealth Management - DBA: Steamboat Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/08/2018 - 40 Hours Per Month/40 Hours During Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity on 6/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/1/2018 - Steamboat Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/02/2018 - 80 Hours Per Month/80 Hours During Securities Trading. 7. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 40 Hours Per Month/40 Hours During Securities Trading 8. 2/23/2023 - Brokers Service Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/06/2023 - 4 Hours Per Month/4 Hours During Securities Trading 9) 03/28/2025 - Swenfelders LLC - Investment Related - Oxford MS - Real Estate Rental - Start Date:02/14/2024 - 1 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Jon Swenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
August 5, 2013 - Present
CORNERSTONE WEALTH MANAGEMENT, LLC
Office #1: 820 E. 6th Street, Washington, MO 63090Office #2: 13358 Manchester Rd Suite 200, Des Peres, MO 63131RIA
CRD#: 164666
Washington, MO
Current
July 29, 2013 - Present
LPL FINANCIAL LLC
Office #1: 13358 Manchester Rd Ste 200, Des Peres, MO 63131Office #2: 820 E. 6th St, Washington, MO 63090RIA
BD
CRD#: 6413
DES PERES, MO
Past
August 28, 2025 - September 8, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
February 11, 1999 - July 30, 2013
EDWARD JONES
RIA
CRD#: 250
TOWN & COUNTRY, MO
Past
November 4, 1996 - July 30, 2013
EDWARD JONES
BD
CRD#: 250
TOWN & COUNTRY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/22/2019)
RR
Arizona(3/11/2015)
RR
Arkansas(7/29/2013)
RR
California(7/29/2013)
RR
Colorado(7/11/2018)
RR
Florida(7/29/2013)
RR
Georgia(9/12/2014)
RR
Idaho(8/8/2018)
RR
Illinois(7/29/2013)
RR
Indiana(9/13/2013)
RR
Iowa(8/15/2014)
RR
Kansas(7/11/2018)
RR
Kentucky(8/28/2014)
RR
Louisiana(8/7/2018)
RR
Massachusetts(7/11/2018)
RR
Michigan(11/22/2013)
RR
Minnesota(9/15/2015)
RR
Mississippi(7/11/2018)
RR
Missouri(7/29/2013)
IAR
Missouri(8/5/2013)
RR
Montana(12/9/2015)
RR
Nebraska(1/15/2019)
RR
New Jersey(7/11/2018)
RR
New Mexico(7/11/2018)
RR
North Carolina(1/14/2021)
RR
Oklahoma(10/26/2023)
RR
Pennsylvania(8/14/2013)
RR
South Carolina(7/29/2013)
RR
Tennessee(7/11/2018)
IAR
Texas(8/5/2013)
RR
Texas(10/18/2016)
RR
Virginia(1/13/2021)
RR
Washington(7/29/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH MANAGEMENT, LLC
ANDERSON INVESTMENTS, LLC | WEST FINANCIAL SERVICES | VINE WEALTH MANAGEMENT | TRIADA ADVISORS | THOROUGHBRED FINANCIAL SOLUTIONS | STONE 8 WEALTH MANAGEMENT, LLC | STEAMBOAT FINANCIAL GROUP | STAUROS FINANCIAL, LLC | SCARBOROUGH FINANCIAL GROUP, LLC | RP ZEIGLER INVESTMENT SERVICES | REISS FINANCIAL GROUP, LLC | RAUDENBUSH FINANCIAL SERVICES, LLC | RAUDENBUSH FINANCIAL SERVICES | RAINS WEALTH MANAGEMENT | PHIPPS WEALTH MANAGEMENT, LLC | MORSE WEALTH MANAGEMENT | MINDFUL WEALTH MANAGEMENT, LLC | MILESTONE INVESTMENT COUNSEL | LIFETIME PLANNING, INC. | LEGENDS FINANCIAL SERVICES GROUP, LLC | LEGENDS FINANCIAL SERVICES GROUP LLC | JACHURA FINANCIAL | INSIGHT FINANCIAL SOLUTIONS | HILL WEALTH MANAGEMENT, LLC | GLASSCOCK FINANCIAL | GIELLA FINANCIAL SERVICES, LLC | GENFINITY WEALTH MANAGEMENT | GATEWAY WEALTH MANAGEMENT, LLC | FOCUS WEALTH MANAGEMENT | FISHER FINANCIAL, LLC | FAITHVEST | ERIK THOMPSON FINANCIAL STRATEGIES LLC | ERIK THOMPSON FINANCIAL STRATEGIES | ENDEAVOR WEALTH MANAGEMENT, LLC | DIXON INCORPORATED | CORNERSTONE WEALTH MANAGEMENT, LLC | CORNERSTONE WEALTH MANAGEMENT ROSCOE | CARLISLE MOTT FINANCIAL | BELL & ASSOCIATES WEALTH MANAGEMENT | ASPIRE WEALTH MANAGEMENT, LLC
CRD#: 164666 / SEC#: 801-76973
RIA
Registered Investment Advisory firm - (8/15/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7417 Mexico Road Suite 104, St. Peters, MO 63376
Mailing Address
Phone number
(636) 397-6200
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 18,813 |
| AUM (Assets Under Management) | $ 4,082,513,557 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE WEALTH MANAGEMENT, LLC
CRD#: 164666Washington, MO 63090TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
