LC
Lamont A. Chandler
MADISON AVENUE SECURITIES
Prairie Village, KS 66207
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CRD#: 2794744
LC
Professional summary
Lamont Adrian Chandler, who also goes by Lamont A Chandler, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Prairie Village, Kansas.
Lamont is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Lamont has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lamont A Chandler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). NAME OF BUSINESS: CHANDLER FINANCIAL GROUP INC. (DBA CFG WEALTH MANAGEMENT) POSITION: OWNER (ACTIVE) NATURE: INSURANCE AND ANNUITIES. INVESTMENT RELATED: YES INSURANCE, NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 12 START DATE: 01/01/2005 ADDRESS: LEE'S SUMMIT, MO 64063. DESCRIPTION: SALES AND SERVICE OF LIFE INSURANCE, FIXED ANNUITIES, AND FIXED INDEXED ANNUITIES. 2). NAME OF BUSINESS: 4-GEN CONSTRUCTION POSITION: OWNER (ACTIVE) NATURE: CONSTRUCTION COMPANY INVESTMENT RELATED: NO NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/2013 ADDRESS: LEE'S SUMMIT, MO 64063 DESCRIPTION: SUPERVISE OFFICE STAFF, REVIEW BIDS, HIRE, FIRE, PRICE COMPONETS OF BIDS, ALL ACCOUNTING, PAYROLL, BUILD RELATIONSHIPS WITH GENERAL CONTRACTORS. 3). NAME OF BUSINESS: ASSOCIATED GENERAL CONTRACTORS OF KANSAS CITY; INVESTMENT RELATED: NO: NATURE: NON PROFIT FOR GENERAL CONTRACTORS: POSITION: BOARD MEMBER: DUTIES : ATTEND MEETINGS QUARTERLY AND AD INPUT ON CONSTRUCTION MATTERS. START DATE: 2022; TIME < 1 HOUR A MONTH. 4). NAME OF BUSINESS:SWACCA BUILDERS ASSOCIATION TRAINING CENTER; INVESTMENT RELATED: NO: NATURE: DISCUSS WAYS TO IMPROVE UNION CARPERNTRY IN KANSAS CITY: POSITION: BOARD MEMBER: DUTIES : ATTEND MEETINGS QUARTERLY. START DATE: 3/2023; TIME < 1 HOUR A MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Lamont Adrian Chandler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lamont Adrian Chandler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5200 W. 94th Terrace Suite 111, Prairie Village, KS 66207RIA
BD
CRD#: 23224
Prairie Village, KS
Current
February 2, 2006 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 5200 W. 94th Terrace Suite 111, Prairie Village, KS 66207RIA
BD
CRD#: 23224
Prairie Village, KS
Past
June 2, 2006 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
RIA
CRD#: 137461
PRAIRIE VILLAGE, KS
Past
February 11, 2003 - December 31, 2005
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PRAIRIE VILLAGE, KS
Past
January 21, 2003 - December 31, 2005
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
PRAIRIE VILLAGE, KS
Past
March 26, 2001 - December 11, 2002
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OVERLAND PARK, KS
Past
September 10, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 10, 1996 - December 11, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/27/2016)
RR
California(8/16/2011)
RR
Colorado(11/17/2010)
RR
Florida(6/13/2013)
RR
Georgia(8/16/2010)
RR
Idaho(1/29/2009)
RR
Illinois(5/23/2012)
RR
Iowa(11/17/2010)
RR
Kansas(2/2/2006)
IAR
Kansas(3/25/2009)
RR
Massachusetts(5/8/2014)
RR
Missouri(4/30/2025)
RR
Nebraska(11/21/2013)
RR
Nevada(11/21/2016)
RR
New Mexico(12/21/2017)
RR
North Carolina(6/12/2017)
RR
Oklahoma(7/22/2013)
RR
Oregon(11/16/2012)
RR
Pennsylvania(2/8/2018)
RR
Tennessee(1/17/2023)
RR
Texas(6/5/2009)
IAR
Texas(6/8/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Prairie Village, KS 66207TRUST BUT VERIFY
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