BC
Bert A. Cooper
CLARUS WEALTH ADVISORS
Peoria, AZ 85381
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CRD#: 2794706
BC
Professional summary
Bert Allen Cooper is a registered financial advisor currently at CLARUS WEALTH ADVISORS, LLC located in Peoria, Arizona and PRIVATE CLIENT SERVICES, LLC located in Peoria, Arizona.
Bert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Bert has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) C&H AZ Properties LLC. 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381. Office Building. Owner 75% 2) Clearview Financial LLC. 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381. Operations company for Clarus. Owner 75%. 3) Estate of Affairs LLC. 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381. Payroll for Clearview Financial. Owner 70%. 4) Clarus Wealth Advisors. 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381. RIA. 5) Bell & Associates. 14425 N 7thst, #101, Phoenix, AZ 85022. Insurance Agent. 6) ReFlection Metrics LLC. 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381. IT for the RIA. Owner 70%. 7) Plaza Del Rio Management. Board member. Property Management.
CRS (Client Relationship Summary) - RIA
Click below to view Bert Allen Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2016 - Present
CLARUS WEALTH ADVISORS, LLC
Office #1: 9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381RIA
CRD#: 281160
Peoria, AZ
Current
October 31, 2023 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 9125 W Thunderbird Rd, Ste 100, Peoria, AZ 85381RIA
BD
CRD#: 120222
Peoria, AZ
Past
August 28, 2017 - November 7, 2023
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
Peoria, AZ
Past
August 21, 2009 - August 30, 2017
WFG ADVISORS, LP
RIA
CRD#: 125073
PEORIA, AZ
Past
August 21, 2009 - August 30, 2017
WFG INVESTMENTS, INC.
BD
CRD#: 22704
PEORIA, AZ
Past
January 11, 2007 - August 24, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
ROSEVILLE, CA
Past
October 5, 2006 - August 24, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
PEORIA, AZ
Past
January 10, 2003 - August 24, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
PEORIA, AZ
Past
July 29, 1999 - January 13, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 4, 1999 - July 29, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 2, 1996 - February 22, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(3/25/2016)
RR
Arizona(10/31/2023)
RR
California(10/31/2023)
RR
Colorado(10/31/2023)
RR
Connecticut(1/7/2025)
RR
Florida(10/31/2023)
RR
Georgia(10/31/2023)
RR
Illinois(11/3/2023)
RR
Indiana(10/31/2023)
RR
Kansas(10/31/2023)
RR
Louisiana(8/12/2025)
RR
Maryland(10/31/2023)
RR
Massachusetts(10/31/2023)
RR
Michigan(10/31/2023)
RR
Minnesota(11/6/2023)
RR
Missouri(10/31/2023)
RR
Nebraska(10/31/2023)
RR
Nevada(10/31/2023)
RR
New Hampshire(10/31/2023)
RR
New Jersey(10/31/2023)
RR
North Carolina(10/31/2023)
RR
Ohio(10/31/2023)
RR
Oregon(10/31/2023)
RR
South Dakota(10/31/2023)
RR
Texas(10/31/2023)
RR
Utah(10/31/2023)
RR
Virginia(8/8/2025)
RR
Washington(10/31/2023)
RR
Wisconsin(10/31/2023)
RR
Wyoming(10/31/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CLARUS WEALTH ADVISORS, LLC
CLARUS WEALTH ADVISORS, LLC | SUMMIT WEALTH ADVISORS, LLC | PLUM CREEK PLANNING | ORANGE ROCK WEALTH MANAGEMENT | HERITAGE RETIREMENT SOLUTIONS | HERITAGE CAPITAL | FORM PROSPERITY | CLARUS WEALTH AT PLUM CREEK
CRD#: 281160 / SEC#: 801-110156
RIA
Registered Investment Advisory firm - (3/20/2017 Approved)Arizona
Registered Investment Advisory firm - (3/23/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9125 W. Thunderbird Road, Suite 100, Peoria, AZ 85381
Mailing Address
Phone number
(623) 583-6840
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 256,942,795 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
