Marcel J. Dupre

WEALTHSPIRE RETIREMENT ADVISORY

New Orleans, LA 70112

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CRD#: 2794551

Professional summary

Marcel James Dupre is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in New Orleans, Louisiana.

Marcel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Marcel has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I DO NOT OFFER LEGAL ADVICE BUT I DO MAINTAIN MY ATTORNEY'S LICENSE. NOTARY. INSURANCE SALES-VARIOUS COMPANIES-TERM LIFE. 2) 401(K) Guy, LLC, Insurance Company ownership 100%. Time devoted to activity 5 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel James Dupre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2014 - Present

WEALTHSPIRE RETIREMENT ADVISORY

Office #1: 935 Gravier Street # 1640, New Orleans, LA 70112

RIA

CRD#: 121254

New Orleans, LA

Past

August 14, 2013 - November 13, 2014

BCM ADVISORS, LLC

RIA

CRD#: 107946

LAFAYETTE, LA

Past

December 17, 2010 - August 8, 2013

THIRTYNORTH INVESTMENTS, LLC

RIA

CRD#: 155355

BATON ROUGE, LA

Past

February 19, 2003 - November 10, 2010

WEALTH PLANNERS, LLC

RIA

CRD#: 112355

BATON ROUGE, LA

Past

May 8, 2002 - December 31, 2002

WEALTH PLANNERS, LLC

RIA

CRD#: 112355

BATON ROUGE, LA

Past

May 2, 2002 - March 22, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 25, 1997 - May 3, 2002

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

October 8, 1996 - March 21, 1997

UNITED VARIABLE SERVICES, INC.

CRD#: 38181

WEST CHESTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/23/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

CRD#: 121254 / SEC#: 801-66107

RIA

Registered Investment Advisory firm - (1/31/2006 Approved)

California

Registered Investment Advisory firm - (2/9/2006 Terminated)

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Contact information

Main Address

120 Vantis Suite 400, Aliso Viejo, CA 92656

Mailing Address

Phone number

(949) 460-9898

Established

Firm type

Fiscal year end

# of Employees

240

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFP RETIREMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	9,394
AUM (Assets Under Management)	$ 118,031,461,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcel J. Dupre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcel James Dupre's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCM ADVISORS, LLC

THIRTYNORTH INVESTMENTS, LLC

WEALTH PLANNERS, LLC

WEALTH PLANNERS, LLC

SUNAMERICA SECURITIES, INC.

LONDON PACIFIC SECURITIES, INC.

UNITED VARIABLE SERVICES, INC.

Primary Firm SEC Registration

WEALTHSPIRE RETIREMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2002

Series 63

Date: 11/8/1996

Series 7

Date: 12/19/1997

Series 6

Date: 10/4/1996

Series 24

Date: 10/26/1998

Series 26

Date: 10/23/1996

Current Firm

WEALTHSPIRE RETIREMENT ADVISORY

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSPIRE RETIREMENT ADVISORY

TRUST BUT VERIFY

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