Daniel C. Mcmullen
Professional summary
Daniel Christopher Mcmullen is a registered financial professional currently at AXIOM CAPITAL MANAGEMENT, INC. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 3 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Christopher Mcmullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2014 - Present
AXIOM CAPITAL MANAGEMENT, INC.
Office #1: 350 Fifth Avenue Suite 6740, New York, NY 10118May 14, 2010 - January 10, 2014
STONECREST CAPITAL MARKETS, INC.
October 30, 1996 - December 9, 1999
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2014)
(1/13/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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