Daniel C. Mueller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Carl Mueller, who also goes by Daniel C Mueller, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2009 - September 30, 2014
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD
November 7, 2006 - March 4, 2010
ALPS DISTRIBUTORS, INC.
June 30, 2004 - December 15, 2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
February 13, 2002 - December 16, 2005
JPMORGAN ASSET MANAGEMENT
October 12, 1999 - July 1, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD
CRD#: 111259 / SEC#: 801-46564
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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